Vertriebsbescheinigung (§§ 312 Abs. 6 und 335 KAGB) Ausstellung

As an Undertaking for Collective Investment in Transferable Securities- Capital Management Company or Alternative Investment Fund Capital Management Company, you can apply for a distribution certificate from the German Federal Financial Supervisory Authority (BaFin).

BaFin can issue a certificate to you as a domestic capital management company or EU management company upon request. This confirms that you comply with the regulations of the relevant directives, related to a

• domestic undertaking for collective investment in transferable securities (UCITS) or
• domestic alternative investment fund (AIF).

• informal application

• They manage domestic undertakings for collective investment in transferable securities (UCITS) or domestic alternative investment funds (AIF).

• Formulate an informal application.
• Register on the reporting and publication platform (MVP Portal).
• Log in to the MVP Portal with your access data.
• Send your application to BaFin via the MVP Portal.
• You will receive the sales certificate after verification.

There is no deadline.

There are no clues or specifics.

• Appeal

Detailed information on how to file an appeal can be found in the notification of your application.

• Action before the administrative court if your objection is rejected.

• Distribution Certificate (Sections 312 (6) and 335 KAGB) Issuance
• Distribution certificates are issued upon application
• Confirmation that the provisions of the relevant directives have been complied with, relating to a
  • domestic undertaking for collective investment in transferable securities (UCITS) or
  • domestic alternative investment fund (AIF)
• Application via the Reporting and Publication Platform (MVP Portal) of the German Federal Financial Supervisory Authority (BaFin)
• responsible: Federal Financial Supervisory Authority (BaFin).

Forms: none

Online procedure possible: yes

Written form required: no

Personal appearance required: no