Zulassung von Wertpapieren zum Börsenhandel beantragen

Securities to be traded on the stock exchange must be admitted.

Securities that are to be traded on the regulated market of a stock exchange require admission or inclusion by the management.

• Certificate of approval by the German Federal Financial Supervisory Authority (BaFin)
• Copy of the global certificate
• Articles of association or partnership agreement in the currently valid version
• Certified excerpt from the Commercial Register in the latest version
• Proof(s) of the legal basis of the securities issue
• Annual financial statements and management reports for the last three fiscal years, including the auditors' reports

• The application for admission must be submitted to the Exchange by the issuer of the securities together with a credit institution, financial services institution or a company operating pursuant to § 53 para. 1 sentence 1 or § 53b para. 1 sentence 1 of the German Banking Act.
• The applicant must submit a prospectus approved or notified by the German Federal Financial Supervisory Authority (BaFin), which must be published before the security is listed on the stock exchange.
• The issuer must have existed as a company for at least three years and have disclosed its financial statements for the three financial years preceding the application.

The issuer of the securities, if applicable together with a credit institution, financial services institution or a company operating pursuant to § 53 para. 1 sentence 1 or § 53b para. 1 sentence 1 of the German Banking Act, must apply to the Exchange for the admission of securities.

The announcement of the admission shall be made by the Management Board of the Exchange in the Federal Gazette at the expense of the applicants.

• Admission of securities to trading on the stock exchange Issuance
• Securities to be traded on the stock exchange must be admitted
• responsible: Stock Exchange Management